How to Respond When FINRA Comes Knocking
A few weeks ago, we discussed how companies are increasing their investments in enterprise governance, risk and compliance, largely in response to an uptick in regulatory action and enforcement....
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Auf Wiedersehen to Transfers of Personal Data From Germany
Last week, we reviewed developments around Europe following the landmark Schrems decision from the European Court of Justice. With the U.S.-EU Safe Harbor agreement invalidated, several European...
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Anticorruption Compliance: From Our Founding Fathers to the Present
The Foreign Corrupt Practices Act of 1977 (FCPA) prohibits making—or even offering to make—any corrupt payment to foreign officials to further business interests. However, concerns about...
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